What
Makes Schools Work?
Why vouchers are not the answer
By
Richard D. Kahlenberg and Bernard Wasow
Boston Review
November 2003
There
is a strange tenor to the current debate over school vouchers. Conservative
groups, not known historically for their commitment to the downtrodden,
are evincing a newfound moral passion for liberating poor kids from
bad schools. They note that the wealthy can choose high quality schools
by purchasing a home in an area with top-ranked public schools or by
paying tuition to a good private school, and they argue that poor families
should have the same right. This sentiment represents an enormous shift
from the days when conservatives led the effort to halt school busing.
Then, conservatives championed the "neighborhood" school.
Now they point out that the neighborhood school is not such a great
deal for children stuck in poor neighborhoods and argue forcefully that
everyone should have the right to choose a good school for their children.
There are at least three possible responses.
One response is to join the conservatives. The new emphasis on equity
has convinced some liberals that vouchers are the way to go. Joseph
Califano, Andrew Young, Robert Reich, Matthew Miller, Arthur Levine,
William Raspberry, Martha Minow, and the editorial page editors of the
Washington Post have all come around to thinking that vouchers are worth
a try. Polls find likewise that young African-Americans support vouchers
by more than two to one. A failure to sign on to vouchers is seen by
many of these liberal proponents as a simple matter of interest-group
politics: powerful teachers' unions won't let Democrats do what is right
for poor kids.
A
second response looks more critically at conservatives' motives in seeking
school vouchers: are vouchers a tool to lift poor children out of failing
schools, or are poor children a tool to lift schools out of the public
sector? The idea that conservative promoters of school vouchers are
not sincere in their advocacy for the poor is typically prelude to a
defense of the broad status quo, including ongoing efforts to improve
public schools. This position points out that conservatives aren't serious
when they say "Throw open the doors to everyone"; certainly
they don't mean that the poor have a right to an equal representation
at St. Albans or Andover. Instead, this position dismisses the conservative
rhetoric about liberating poor children and looks to traditional approaches
to improve neighborhood public schools: reductions in class size, increases
in teacher pay, and the like. The leadership of the National Education
Association, for example, says Americans "want quality public education
in their neighborhood school, and that's what we should be working toward."
A
third line of response sees the conservative pro-voucher argument as
an enormous opportunity. However sincere conservatives may be in their
new concern for fairness, school choice may indeed be a legitimate means
for dealing with the outrage of poor kids trapped in failing neighborhood
schools. Vouchers themselves may be wrongheaded, but school choice makes
sense and is in fact already taking place within the public school system.
Magnet schools, charter schools, alternative schools, and other non-geographically
defined schools are growing much faster than any other segment of the
public school system, and that trend should be the foundation of future
school reform.
We
pursue the third option. Our core thesis is that public school choice,
structured specifically to achieve socioeconomic integration, can garner
the benefits of vouchers-allowing poor kids to escape bad schools, providing
more variety in schooling, and shaking up the bureaucracy with competitive
pressures-while avoiding the many pitfalls-increased racial and economic
segregation, reduced social cohesion, and increased reliance on unaccountable
institutions. Whereas many school reformers have rhetorically embraced
"public school choice" as a crisp and convenient rebuttal
to the argument for school vouchers, we will suggest that properly constructed
public-school choice is the most significant step policymakers can take
to improve poor children's school achievement and so must be at the
center of public-school reform efforts.
Education
and Skills in America
Voucher
advocates deserve credit for creating so much buzz over so little action.
Despite all the discussion of vouchers only about 60,000 students currently
participate in publicly and privately funded voucher programs nationwide-with
only a quarter of these financed by taxpayers. The studies of voucher
experiments, which we will review below, involve an even smaller handful
of the nation's nearly 50 million primary and secondary school students.
The vast majority of American children, 90 percent, continue to attend
public schools. But the nature of public education is changing rapidly,
with various chosen options-magnet schools, theme schools, alternative
schools, and charter schools-growing much faster than traditional neighborhood
schools.
According
to the National Center for Educational Statistics, between neighborhood
("assigned") public schools and chosen public schools, 91
percent of children attended public school in 1999, about a half percentage
point less than in 1993. Most of these were in traditional neighborhood
schools-36 million in 1999, up from 34 million in 1993. Over this period
chosen public school enrollment also grew, by about two million students,
from five to seven million. Over the same period all private schools,
religious as well as independent, added fewer than 700,000 students,
reaching a total of about 4.5 million. Voucher hype notwithstanding,
we remain a nation of public schools.
Voucher
advocates also must be credited with creating an unjustified sense of
crisis in public education. Children in the United States on average
perform in the middle compared with children from other industrialized
countries, as has been the case for some time. Contrary to what one
might think, there is no general negative trend in the performance of
American children relative to others internationally, at least for the
past two decades. American adults also perform near the average in international
comparisons of literacy, with some countries producing better average
results (Sweden, for example, and the Netherlands) and others worse
(Great Britain and New Zealand).
Test
scores from the United States do stand out internationally in one respect,
however, and it has nothing to do with averages: American scores are
exceptionally widely dispersed from top to bottom. At the top of the
distribution Americans excel, while at the bottom they perform remarkably
poorly. For example, Richard Freeman of Harvard and Ronald Schettkat
of Utrecht University report that on a test of "quantitative literacy"
non-immigrant Americans and Germans performed similarly at 15 years
of education (where education is adjusted to include formal apprenticeship
training in Germany). But adults in the United States with 12 years
of education performed more poorly than those with nine years of education
in Germany, while at the top those with 20 years of education in the
United States performed substantially better than those with similar
training in Germany. The performance of Americans is far less uniform
than that of Germans at each level as well, especially among those with
less than 12 years of education. In other studies, too, the bottom quarter
of the American work force performs at a very low level of cognitive
skills, far below both the average level in America and below the bottom
of almost all European skill distributions.
At
its best the American education system leads the world in imparting
skills. But beyond their contributions to literacy and numeracy, American
public schools have helped make Americans out of wave after wave of
immigrants, helping to build a common core of values in a very diverse
society that is always changing. That said, the public school system
fails a substantial segment of the population, and this failure aligns
sharply with class and race. Reform must preserve the achievements of
the system while correcting the failures.
We
accept the premise that parents must be convinced to buy into any reform
agenda. That is one reason why we believe that school choice must be
part of the solution. Still, insufficient choice is not the principal
problem with our education system. Indeed, we must preserve the effort
to build a common core of civic values. The primary goal of school reform
must be to provide more equal education opportunities.
To
make the case for school choice, we will start by explaining the limits
of traditional public school reform and why vouchers are not the solution
to the problem of educational inequality that they claim to be.
Limits
of Traditional Reform
Scholars
typically see the outcomes of schooling as depending on qualities of
students and qualities of the education process. Traditional school
reform has focused on the education process, including expenditures
per child (which can affect the number of years and days per year of
schooling, class size, the quality of material inputs, and the credentials
of teachers), curriculum, and school governance. Qualities of the student
apart from the school experience typically are beyond the reach of the
school. School reform hardly can be expected to change innate ability,
parental education and income, or conditions in a child's neighborhood
or home. Therefore, education reform has focused on money and what it
can buy, on curriculum, and on accountability and other aspects of governance.
Indeed, evidence supports the idea that early childhood programs, reduced
class size, teacher experience, and curriculum do affect outcomes.
This
traditional approach to school reform faces two main problems. First,
while variables such as class size do affect outcomes, their effect
is not great. There is little evidence, for example, that the expenditure
of Title I funds, which provide federal budget support to high-poverty
schools, have a significant effect on outcomes. Second, the quality
of a school is not an independent variable that can be manipulated at
will by policy makers. Of course better teachers produce better results,
but we find most of the experienced, successful teachers in low-poverty
schools. Of course students perform better with encouragement from their
peers, but we find such an environment typically in low-poverty schools.
Of course schools work better when parents are actively engaged, but
we typically find such parents in low-poverty schools.
The
key problem with fixing neighborhood schools by traditional remedies
is that bad neighborhoods produce bad schools. Too many good teachers
burn out or ask for transfers from schools with high-risk children.
High concentrations of at-risk children increase the risk to each child.
Traditional school reform has made so little progress in high-poverty
schools because high-poverty/low-quality schools are in a self-reinforcing
trap.
This
is not to say that traditional reform cannot work in high-poverty schools,
nor that bad neighborhoods cannot produce very good schools. But the
very fact that the Heritage Foundation, despite years of trying, can
list only 21 high-performance, high-poverty schools while the U.S. Department
of Education lists 8,600 under-performing high-poverty schools suggests
the odds against traditional remedies. Likewise in December 2001 the
Education Trust published a study which purported to find some 3,592
high-poverty schools that achieve at high levels, but a reanalysis of
the data by Economic Policy Institute researcher Douglas Harris found
that students in high-poverty schools perform much less well than students
in more affluent schools, particularly when one looks at performance
over a period of years. Using the Education Trust definition of a high-performing
school (scoring in the top third of the state in either reading or math),
Harris noted that there are more than 21,000 low-performing, high-poverty
schools. Whereas 18 percent of high-poverty schools are high-performing,
55 percent of low-poverty schools are-three times the rate of success.
Because test scores fluctuate from year to year, so that individual
years can represent a large number of "flukes," Harris sought
to look at which schools have sustained success-for two years, in two
grade levels, in two subjects. Under that definition he found that just
one percent of high-poverty schools are consistently high-performing,
compared to 24 percent of low-poverty schools; that is, high-poverty
schools are 24 times less likely to be consistently successful than
low-poverty schools.
Traditional
reform fails to consider one obvious candidate for school reform: the
mix of students. Public policy cannot easily change the educational
attainment of a child's parents and most other aspects of life outside
school, but it can change the child's schoolmates. Since a predominantly
middle-class school is more likely than a high-poverty school to have
good teachers and a large number of active parents, changing a child's
schoolmates is a strategy that affects not only the child's peers but
the quality of teachers and parent-school engagement as well. Dozens
of reports, dating back to the Coleman Report of 1966, find that low-income
children have higher levels of achievement and larger achievement gains
over time when they attend predominantly middle-class rather than high-poverty
schools. Studies have found that the average socioeconomic background
of students in a school is as important as a student's own background
in determining the student's performance in school, which can translate
into success in life. For example, Claude Fisher of the University of
California at Berkeley found that, controlling for individual ability
and home environment, attendance at a predominantly middle-class rather
than a high-poverty school reduces the chances of adult poverty from
14 percent to 4 percent.
Vouchers
to the Rescue?
School
voucher proponents leap from the valid premise that traditional reforms
of neighborhood schools are insufficient to a radical proposal for privatization.
School vouchers place all or part of the provision of education, but
not its financing, in the private rather than the public sector. As
in the construction of public infrastructure, private vendors would
bid to provide goods and services, paid for, at least in part, by tax
revenues. Like food stamps, education vouchers would leave the individual
household to determine which of the permitted products they purchase.
Many
voucher advocates accept the superiority of vouchers on the basis of
a general faith in markets. Since the private sector is assumed to outperform
the public sector always and everywhere, voucher schools will be better
than public schools. Less ideologically driven defenses of vouchers
proceed from our earlier discussion: the public school system is failing
at least a segment of the population; traditional remedies have not
worked; so let parents decide what is the best alternative for their
children. Just as households are expected to manage their purchases
of food with food stamps, it is argued, they can be expected to make
good choices when they spend their school vouchers. The competitive
marketplace will generate new products (schools) in response to the
needs of households. Competitive pressure will force every school to
deliver or lose its customers. The final line of defense for those who
admit doubts to these claims but nevertheless favor vouchers is the
claim that "voucher schools could not be worse than public schools."
These
pro-voucher arguments are subject to three important challenges: Will
the private sector provide quality schools and will households choose
them? Will private schools serve the integrative and community-building
functions our nation needs? Is the public really ready to give up on
public schools? After considering answers to these questions, we will
turn to evidence on the success of voucher programs to date.
Three
Challenges
Some
voucher skeptics have expressed doubt that the private sector ever could
meet the needs of so many more students. After all, if vouchers could
be spent only on nonreligious private schools, a fifty-fold increase
in the capacity of that type of private school would be required if
everyone were to use vouchers. If religious schools were eligible too,
the capacity of private schools still would have to increase by a factor
of 10. Clearly, we cannot assume that the existing population of independent
and Catholic schools would simply expand to become 10 times their present
size if everyone, or even a substantial segment of the student population,
used vouchers.
Surely
educational institutions would respond to surging demand. The response
to the GI Bill by institutions of higher learning (public more than
private, it may be noted) gives some reason for optimism. But while
colleges and universities responded to the GI Bill's subsidies to education
by offering more and better opportunities, other examples are less encouraging.
Trade schools, such as schools of cosmetology and unscrupulous business
programs, have expanded their provision of useless training. Their students
end up failing to repay their federal student loans, to the tune of
$1.5 to $2 billion annually from trade schools alone. These operations
often spend more on marketing than on running their training programs.
The federal Medicaid program similarly has spawned a host of "Medicaid
mills" that prey on poor and ignorant households, claiming to offer
services but really only seeking the public dollar. Large-scale voucher
programs might lead to the establishment of new schools similar to the
(lower-priced segment of) private schools we have today, or they could
lead to something quite different. We might get innovative, energetic
new educational leaders. Or, we might get a rash of hucksters, hustlers,
and bigots, attracted by the smell of public funds. In all likelihood,
we will get both, in an unpredictable mix.
What
about civic integration? As we have discussed, Americans rightly expect
more from publicly funded schools than a literate and numerate citizenry.
Civic engagement, participation in community activities, and responsible
parenthood all can be influenced by experiences in school. If our schools
produced graduates who read well, but who read only the holy books of
their own religion, the social cohesion of the United States might be
jeopardized, even as test scores rise. In short, we expect our schools
to build good citizens. As Justice Felix Frankfurter put it in 1948,
public education is "the most powerful agency for promoting cohesion
among heterogeneous democratic people . . . at once the symbol of our
democracy and the most pervasive means for promoting our common destiny."
Do
we really want to subsidize schools which advertise that they teach
Christian Values or Wahhabi Islamic Values? Are we prepared to let Creationism
replace science, or to allow families to choose whether their children
will learn about the germ theory of disease? Opponents of vouchers are
frightened by the prospect of taxpayer support of schools that teach
ideas regarded as nonsense by most scientists, or curricula that promote
religious intolerance or ethnic chauvinism.
When
the Supreme Court ruled segregated schools unconstitutional in Brown
v. The Board of Education (1954), many communities responded by establishing
a system of private segregated schools. Should we look forward to a
future in which such Balkanization is subsidized by taxpayers?
Evidence
that these fears are grounded comes from the extensive experience with
vouchers overseas. Martin Carnoy of Stanford reports that Chile's voucher
program (introduced under military rule in 1980 and continued when democracy
returned) increased private-school enrollment to 43 percent of all students
by 1996, more than twice the proportion in 1980. Most of the new schools
were for-profit and catered to better-off families. Segregation of students
by socioeconomic class increased following the introduction of vouchers.
In New Zealand, similar increases in segregation by class and race appear
to have followed the introduction of vouchers.
Finally,
opponents of vouchers take issue with the idea that Americans are fed
up with the public school system and that vouchers look good to them.
True, 63 percent of Americans give the public education system a grade
of "C" or below. But when they are asked to rate the public
school their own children attend, that figure drops to 29 percent. Seven
in 10 parents with a child in public school are happy with the quality
of the education there. Other evidence corroborates the idea that most
people think education in high- and middle-income neighborhoods is pretty
good, but that in low-income neighborhoods it is not. Consistent with
this nuanced and basically favorable view of public education, 69 percent
of those questioned in a recent Gallup poll favored reform of the existing
public school system, while only 27 percent favored finding an alternative
system. In fact, the consistently unfavorable public response to suggestions
that we replace public schools with "school vouchers" and
"privatization" has led advocates to use the language of "school
choice" instead. This response by the American public reinforces
our conviction that public school choice is the way to go.
Test
Scores
Voucher
advocates give short shrift to the idea that education is essential
to socialization into American culture and focus instead on the urgent
need to provide every student with marketable skills. Literacy and numeracy
certainly are the first goal of education, so if vouchers were a way
to achieve them more efficiently, some people would be willing to risk
the social consequences. But there is little evidence that vouchers
improve test scores of recipients. In fact, as the evidence starts to
accumulate, it does not look good for voucher advocates.
Some
advocates defend vouchers simply by comparing the results of public-
versus private-school education. School vouchers may be a new idea,
but private schooling surely is not, and if private-school graduates
do better in life than public school graduates, isn't this a prima facie
case for the superiority of private education? The problem with such
comparisons is that public- and private-school students are two fundamentally
different populations. Private-school students have different socioeconomic
characteristics from those in public schools; they have motivated parents
who seek out private schools; perhaps most important, they are admitted
and retained at the discretion of the private schools. Public schools,
in contrast, must teach those who would not think to apply to private
schools in the first place, as well as those who are rejected and expelled
by such schools.
Other
studies compare the performance of voucher recipients to public-school
students who are otherwise similar. The best way to make this comparison
takes advantage of the fact that voucher programs often are oversubscribed.
As a result, the voucher recipients are selected by lottery. Everyone
in the lottery meets the income and other selection criteria, and all
are concerned enough about education to have sought out vouchers in
the first place. Lottery winners are selected from this population by
blind luck: they form a random sample of the eligible. They become the
"treatment group"; the losers in the lottery become the "control
group."
In
spite of these sound methodological plans, however, the actual studies
that use such an approach still face a large problem. Education takes
time, and over time students change schools, move away, or simply fail
to continue providing information. While the difference between lottery
winners and lottery losers is random, the difference between those who
remain in the study population and those who do not almost certainly
is not. Since the populations are now different, we cannot know how
much of any variation in educational success is due to vouchers and
how much stems from the unobservable influences that keep students in
the study population (such as family motivation or unreported resources-such
as aid from grandparents-that help pay for private schooling). Moreover,
this problem of "self selection" increases over time. But
we are most interested precisely in the long-run effects of vouchers.
In fact, according to the General Accounting Office (GAO), private voucher
programs (most of which only cover part of the expenses of attending
a private school) typically have attrition rates of 20 percent per year.
The
best data we have on a publicly funded program are from Milwaukee, Wisconsin,
which has provided vouchers to some low-income students since 1990,
initially to attend non-sectarian private schools. Seven private schools
participated in the first year, rising to 20 in 1996 and to nearly 90
in 1998, when religious schools were added. If a school had too many
voucher applicants (the maximum allowed was 49 percent of enrollment),
a lottery was used to choose who would be admitted. Princeton professor
Cecilia Rouse has compared the standardized-test results of students
admitted through such lotteries and those not selected from the same
lottery pool. Earlier research on the Milwaukee experiment was inconsistent
and contentious. In using the losers from the lottery as the control
population, while also correcting for deviations from randomness in
the lottery process, Rouse avoided the issue of comparability that bedeviled
earlier studies. She concluded that those selected by private-school
lotteries gained 1.0 to 1.5 percentage points per year on their mathematics
test scores, but performed the same as the control group on reading
tests.
Rouse
undertook a follow-up study in which she compared Milwaukee's voucher
programs not only to ordinary public schools but also to magnet schools
and schools participating in a program for particularly low-performing
public schools ("P-5" schools). That study suggested that
magnet schools performed like ordinary public schools (for the population
of voucher seekers), but that P-5 schools matched voucher schools in
generating slight improvements in mathematics test scores and did better
than voucher schools in generating small increases in reading scores
as well. Rouse notes that the relatively good results in the P-5 schools,
which received extra funding in return for meeting norms for staffing,
may be the result of small class size. Other experiments have demonstrated
that African-American students in smaller classes have slightly better
test scores than their peers in larger classes. She conjectures that
the modest advantages of voucher schools, too, may lie in nothing more
complicated than smaller classes.
The
GAO has surveyed research on results of privately funded voucher experiments.
While there are many such experiments currently underway, most are small
and lack information good enough to use in an evaluation. Even the research
cited in the GAO study (of voucher schemes in New York, Dayton, and
Washington, D.C.) is hampered by data problems. None of those programs
had been in existence for more than three years when studied, none had
more than 1,500 voucher recipients, and all suffered high rates of attrition
and inconsistency in test-taking. The results, too, hardly invite confidence:
Recently,
Alan Krueger of Princeton has looked more closely at the results for
New York, the only ones that show some significant effect of private
vouchers on test scores, and called them into question. Krueger reports
that when he uses all observations in statistically correct specifications
(including observations excluded by William Howell of the University
of Wisconsin and Paul Peterson of Harvard from the original study cited
by the GAO), the estimated effect of vouchers on African-American scores
is greatly diminished. Similarly, when he experiments with the definition
of race and ethnicity Krueger finds that the results are not robust.
Howell and Peterson define race by characteristics of the mother: only
the children of black, non-Hispanic mothers are classified as black,
regardless of the race and ethnicity of the father. Krueger found that
the results are sensitive to inclusion of the father's race and to reclassification
of black Hispanics as black.
Krueger's
critique has been accepted by two of Howell and Peterson's coauthors,
David Myers and Daniel Mayer, both of Mathematica Policy Research. But
Peterson and Howell, in a June 2003 letter to the Wall Street Journal,
continue to claim that "[p]rivate schooling had a positive impact
on student performance" and sidestep questions about who it is
that benefits and the issue of statistical significance.
So
where does all this leave us? The case for any effect of private vouchers
on test scores is exceedingly weak. The only results that may be positive
apply to children of non-Hispanic African-American mothers in New York
City. If any qualifier-"non-Hispanic," "African-American
mother," "New York City"-were dropped from this statement
then there would be no evidence at all. And Dayton and Washington, D.C.,
where nearly all of the voucher recipients were African-American, show
no similar positive effects.
School
Choice and Competition
Advocates
of voucher programs argue that vouchers will improve the education of
all children, even those who do not use them. Competition for students
will force poorly performing schools to do better or face crisis; families
with vouchers will "vote with their feet" to seek education
elsewhere. The entire school system will be forced to meet the challenge
of competition.
The
evidence in support of this proposition, however, is fairly weak. Caroline
Hoxby of Harvard finds positive effects from competition in Milwaukee,
Arizona, and Michigan, but her method tautologically assumes, without
testing, that effective school reform is implemented only because of
competitive threats. In fact, important public-school reform in Milwaukee
(the P-5 schools) began more than a decade before vouchers were introduced.
Moreover, whatever competitive benefits do arise from private-school
choice should apply to public-school choice as well.
Controlled
Public-School Choice
The
polarization of the school reform debate between vouchers and traditional
school reform-neither of which offers much promise for solving the pressing
problem of educational inequality-obscures the best reform option we
have: controlled school choice within the public school system.
The
controlled choice strategy was formulated by Charles Willie of Harvard
and Michael Alves of Brown University. Rather than assigning students
to neighborhood schools, which tend to reflect stratified residential
patterns, school districts allow parents and students to choose the
public school they would like to attend within a given geographical
region. Districts then honor these choices in a way that promotes integration.
Most of the existing plans have stressed integration by race, though
a few such as Cambridge, Massachusetts, San Francisco, and St. Lucie
County, Florida now integrate based on socioeconomic status (measured
primarily by student eligibility for free and reduced-price lunch, that
is, family income at or below 185 percent of the poverty line). Many
other districts-from La Crosse, Wisconsin to Wake County (Raleigh),
North Carolina-integrate by socioeconomic status through a mixture of
choice and more traditional redistricting schemes.
Under
most controlled-choice plans, families provide a first, second, and
third choice of schools at the levels of kindergarten, sixth, and ninth
grades. Information and outreach programs attempt to ensure that parents
are well informed. Placement decisions are subject to fairness guidelines,
to make certain that all schools fall within a range of the district's
demographic average. For instance, in a district in which 30 percent
of students are eligible for subsidized lunches overall, each school
might be permitted to have a mix of students with no fewer than 15 percent
and no more than 45 percent eligible for subsidized lunches. Preferences
are normally given to applicants whose siblings already attend the school
in question and to those within close walking distance. And the actual
assignment is carried out by computer, so that individual school principals
cannot pick those promising students they believe will be easiest to
teach.
Controlled
choice shares ground with voucher proposals, which seek to expand parental
choice, as compared to neighborhood school assignment or traditional
busing schemes, which give little or no voice to parents. The key difference
with voucher proposals (or neighborhood assignment) is that controlled
choice aims to address the single most important variable within the
control of policymakers: the socioeconomic diversity of the student
body.
Ample
evidence suggests that economic status of students in a school drives
most of the key factors that educators care about-including the level
of expectations, parental involvement, peer influences, and teacher
quality-and that low-income students will do better academically, and
middle class children will not be hurt, so long as a majority of students
in a school are middle-class. And students of every background stand
to gain from increased diversity.
In
theory, vouchers or other unregulated public school choice schemes might
result in greater economic integration because they permit families
to seek educational opportunities outside their neighborhoods. But both
of these approaches lack a key feature: mandatory choice. A crucial
element of controlled-choice plans is that they require every family
to choose a school, even if its choice is the neighborhood school. There
is substantial evidence that when parents are under no obligation to
choose, a choice plan can actually exacerbate rather than alleviate
concentrations of race and class. The key problem, according to studies
assembled in Who Chooses? Who Loses?, edited by Bruce Fuller of the
University of California at Berkeley and Richard Elmore of Harvard,
is that the least educated parents are least likely to avail themselves
of choice, and the most aggressive parents, predominately middle-class
and highly educated, dominate the system. This is particularly true
when parents can gain an edge by investing their own resources, as when
they camp out all night to be first in line. Elmore and Fuller conclude
that "a large part of the stratification problem seems to result
from parents and students who simply do not choose, rather than from
differing preferences among those who do choose. That is, once parents
and students make the decision to choose and actively exploit the opportunities
that decision presents, they seem to have preferences that are remarkably
similar across race and social class."
Controlled
choice protects against that stratification between choosers and non-choosers
by requiring a choice. Neighborhood schools do not become repositories
of the "leftovers" of the choice process; no family is guaranteed
a place in any school, so everyone has incentive to choose. Business
groups recognize that for the competitive aspects of choice to be fully
realized, all parents must be required to choose, and the National Alliance
of Business has endorsed "mandatory choice." Well-designed
controlled-choice plans also provide for mail-in registration, so that
there is no advantage to being first in line.
The use of fairness guidelines avoids coordination problems as well.
Middle-class parents in a given community may want to choose the new
computer-based magnet school for their children, but if they have no
guarantee that the school will be economically mixed, individual sets
of parents may avoid selecting that school for fear that other middle-class
families might avoid it as well. Under controlled choice, that factor
is eliminated from the decision-making process and families can choose
based on pedagogy rather than fears about the school's demographic makeup.
The
fairness guidelines for socioeconomic integration often raise opposition
from those who worry about "constraints" on choice, which
remind them of busing. But there are important steps that can be taken
to reconcile choice and integration. Before plans are implemented families
can be surveyed to see what kinds of choices they would like for their
children. If the survey finds that 40 percent of parents want a highly
disciplined environment with uniforms, and only 10 percent want a French
immersion school, then the makeup of the options should reflect that
general preference. For parents who say they believe it is too early
for their children to specialize, options for "regular" schools
should be made available. Once a system of school choice is established,
it should remain flexible and responsive to parental demand. Schools
that are undersubscribed year after year should be closed down or reconstituted.
Schools that are continually oversubscribed and deemed successful should
be replicated or franchised.
Likewise,
to the extent that pre-implementation parent surveys reveal any socioeconomic
leanings toward certain programs, middle-class and working-class parents
can be encouraged to divide their choices among schools. For example,
if wealthier parents trend toward progressive or alternative schooling,
the district can place those progressive programs in formerly blue-collar
neighborhood schools, so that the tendency of some to prefer neighborhood
schools counteracts the pedagogical preference.
Although
no student is guaranteed a place in the most favored school, in practice
the number of students in controlled-choice districts who are assigned
to schools not of their choice is very small. (Cambridge boasts placement
in first-, second-, or third-choice schools at around the 90 percent
level-a rate replicated in other jurisdictions using controlled choice.)
Moreover, most of those who do not receive their first choice are turned
down because of overall space limitations having nothing to do with
student diversity. Charles Glenn of Boston University notes that in
1990 only 1.7 percent of students assigned to Boston public schools
under its controlled-choice plan (238 of 14,041 first-, sixth-, and
ninth-graders) "were either denied a place or assigned involuntarily
to a place that another student was denied in order to meet the requirements
of desegregation." In a 1995 Bain and Company survey, 80 percent
of parents said they were satisfied with controlled choice, and 72 percent
said they preferred having a choice to assignment based on neighborhood
schools. (Boston has since dropped its controlled-choice plan because
of legal challenges to the use of race. There is no similar legal impediment
to using socioeconomic status in student assignment.)
Although
some critics fixate on the 1.7 percent whose choice is constrained by
integration goals, the movement from neighborhood schools to controlled
choice represents an enormous expansion of options, particularly for
the poor. Today, private-school choice remains largely the province
of the well-to-do; by contrast, those with little education and low
income are twice as likely as the wealthy to use public-school choice.
Research
suggests that roughly 36 percent of all elementary and secondary schoolchildren
attend neighborhood schools chosen indirectly by their parents in deciding
where to reside-and that wealthier families are much more likely to
have made such residential choices. For the poor, assignment to unpopular
neighborhood schools is a fact of life.
It
is ironic, Glenn notes, that in moving from assigned schools to controlled
choice, critics focus on the small element of control rather than the
enormous flowering of freedom. "An inevitable cost of freedom is
to experience remaining constraint as galling," he writes. "So
long as children are simply assigned to school involuntarily on the
basis of where they live, of course, the issue of disappointment does
not arise." Moving to controlled choice means that 90 percent get
one of their top choices-as opposed to the 36 percent who today choose
a neighborhood for its schools.
There
are no carefully controlled studies of the consequences for test scores
of socioeconomic integration through public school choice, in part because
there isn't massive financial support to set up experiments and evaluate
them, as there is on behalf of private school vouchers. But there is
promising evidence of success in La Crosse, Wisconsin, where test scores
have risen, and in Wake County, North Carolina, where 90 percent of
students achieve at or above grade level. And there is forty years of
social science research to back up the commonsense proposition that
all poor and middle-class children achieve more in economically integrated,
middle-class schools than in poverty-concentrated schools.
Conclusion
Liberating
poor children from bad schools is a moral imperative. We agree with
many of the critics of traditional efforts to improve neighborhood schools
in high-poverty neighborhoods: traditional remedies have not done enough.
The fundamental barrier to progress is that outstanding high-poverty
schools are immensely more difficult to create than outstanding middle-class
schools. But it would be a grave mistake to simply give up on a public
education system that is fundamentally sound and that is a bulwark of
our diverse democracy.
More
choice, controlled to guarantee substantial socioeconomic diversity
in every school, is the way to go. Choice in the form of public magnet
schools, charter schools, alternative schools, and the like is already
expanding rapidly; the public is demanding it. That beginning is the
foundation on which future school reform should be built. The issue
isn't choice versus no choice, but what kind of choice parents should
have. Should we give up on the civic goals of public education and pour
public funds instead into private and religious education enterprises
that can use them to promote intolerant religious beliefs, pseudo-science,
and exclusionary ideology? All in the unsubstantiated hope that test
scores might improve? Or should we make public schools-the 90 percent
of schools that take all comers, help bind together people of diverse
races and religions, and are accountable to the public through their
elected leaders-work better? Between privatization through vouchers
and controlled public-school choice, we believe the choice is clear.
Richard
D. Kahlenberg is a senior fellow at The Century Foundation and the author
of All Together Now. He is the editor of Public School Choice vs. Private
School Vouchers.
Bernard
Wasow is a senior fellow at The Century Foundation and a contributor
to Public School Choice vs. Private School Vouchers.